James Taylor is a CFP-designated registered investment advisor, based in Traverse City, MI, with 7 years of industry experience. James is also registered as a broker, so some compensation may come from commissions on products sold.
Location
415 Munson Avenue, Suite 201, Traverse City, MI, 49686
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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James is a partner at DGN, LLC, a CPA firm, dedicating nearly full-time hours to tax compliance, planning, and business consulting. He also holds membership positions in several LLCs related to rental properties and investments, and serves as a co-trustee for a family trust.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Avantax Advisory Services
Avantax Investment Services, INC.Broker
1st Global Advisors INC
1st Global Capital CORP.Broker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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