TA
TA

Thomas J Abbatacola

20 Years of Experience
Broker
Areas of Practice
Investment Management
Compensation
Fee-Only (AUM)
Firm Size
14 advisors
Number of Clients
2,729 clients
Average Client Portfolio
$13.8M average
Assets Under Management
$37.7B

Fee Structure

Minimum Investment:$1M
Financial Planning:Investment management only
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $500K1.75%
$500K+1.25%

Fees are subject to negotiation based on the circumstances of the client.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

Geneva, IL

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Thomas works as a Relationship Manager at Polen Capital, an asset management firm, since 2017. This role, based in Geneva, IL, involves managing relationships with national account clients and takes nearly full-time hours.

Employment History
Current Registrations
Polen Capital Management, LLC
December 2020 - Present · 5 yrs 2 mos
Foreside Funds Distributors LLC
November 2019 - Present · 6 yrs 3 mos
Foreside Funds Distributors LLCBroker
November 2019 - Present · 6 yrs 3 mos
Previous Registrations
Invesco Advisers, INC.
August 2010 - May 2019 · 8 yrs 9 mos
Invesco Distributors, INC.Broker
June 2010 - May 2019 · 8 yrs 11 mos
Van Kampen Funds INC.Broker
June 2005 - June 2010 · 5 yrs
State Registrations50 states
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AdvisorBrokerBoth
Exams
No exam information available for this advisor.