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Ramon Reyes

Lsb Wealth Management
21 Years of Experience
Ankeny, IA
1 DisclosureBrokerSells Insurance
View SEC Summary
View SEC Summary

Ramon Reyes is a registered investment advisor at Lsb Wealth Management, based in Ankeny, IA, with 21 years of industry experience. Ramon is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Estate Planning, Insurance Planning, Investment Management, Retirement Planning, and 1 more. Their firm serves 383 clients with $230M in assets under management.

Lsb Wealth Management
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
7 advisors
Number of Clients
383 clients
Average Client Portfolio
$597K average
Assets Under Management
$228.8M

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)
Minimum Annual Fee:$1,000
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $1.0M1.25%
$1.0M - $2.5M1.00%
$2.5M - $5.0M0.75%
$5.0M - $10.0M0.50%
$10M+0.50%

Fees for accounts over $10,000,000 are negotiable. Minimum annual account fee is $1,000.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

1375 SW State Street, Ankeny, IA, 50023

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 2009
Settled
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Ramon sells non-variable insurance through Lincoln Savings Bank-LSB Wealth Management, dedicating a few hours per week. He also works full-time providing investment advisory services to LSB Capital Management Inc.

Employment History
Current Registrations
Lsb Wealth Management
December 2024 - Present · 1 yr 10 mos
LPL Financial LLCBroker
December 2024 - Present · 1 yr 10 mos
Previous Registrations
LPL Financial LLC
December 2024 - December 2024 · 0 mos
U.S. Bancorp Investments, INC.
May 2022 - January 2025 · 2 yrs 8 mos
U.S. Bancorp Investments, INC.Broker
May 2022 - January 2025 · 2 yrs 8 mos
Raymond James Financial Services Advisors, INC
June 2017 - June 2022 · 5 yrs
Raymond James Financial Services, INC.Broker
June 2017 - June 2022 · 5 yrs
Cetera Investment Advisers LLC
August 2015 - June 2017 · 1 yr 10 mos
Cetera Investment Services LLCBroker
August 2015 - June 2017 · 1 yr 10 mos
Wells Fargo Advisors, LLC
April 2011 - August 2015 · 4 yrs 4 mos
Wells Fargo Advisors, LLCBroker
April 2011 - August 2015 · 4 yrs 4 mos
Edward Jones
March 2007 - May 2011 · 4 yrs 2 mos
Edward JonesBroker
August 2005 - May 2011 · 5 yrs 9 mos
State Registrations4 states
CAIAMNTN
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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