Areas of Practice
Investment ManagementFinancial Planning & Coaching
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
42 advisors
Number of Clients
3,412 clients
Average Client Portfolio
$101K average
Assets Under Management
$346.1M
Fee Structure
Investment management only (planning not offered)
Copper Financial does not directly manage client investments. Instead, they connect you with third-party investment managers. These managers charge their own fees, up to a maximum of 2.5% of your portfolio annually. Copper Financial and your advisor receive a portion of this fee as compensation for the referral. These fees are negotiable. You will also incur additional fees charged by the custodian and other third parties.
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Location
1811 Walnut Street, Kansas City, MO, 64108
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Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 2017Closed-No Action
Employment History
Current Registrations
Copper Financial
July 2014 - Present · 11 yrs 8 mos
Copper FinancialBroker
May 2014 - Present · 11 yrs 10 mos
Previous Registrations
Wells Fargo Advisors, LLC
January 2010 - May 2014 · 4 yrs 4 mos
Wells Fargo Advisors, LLCBroker
November 2009 - May 2014 · 4 yrs 6 mos
Edward JonesBroker
August 2005 - November 2009 · 4 yrs 3 mos
State Registrations27 states
ALAZCACOFLGAIAILKSMAMNMOMSNCNENVNYOHOKORPASCTNTXVAWIWV
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.