Laurie Ham is a CFP-designated registered investment advisor, based in Danbury, CT, with 20 years of industry experience.
Location
44 Old Ridgebury Rd, Suite 150, Danbury, CT, 06810
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Laurie has a business entity for tax/investment purposes since 2017 and a DBA for LPL business since 2021, neither of which are investment related. Laurie also provides investment advisory services through Wealth Enhancement Advisory Services LLC, dedicating full-time hours to this activity.
Employment History
Current Registrations
Wealth Enhancement Brokerage Services, LLCBroker
Wealth Enhancement Advisory Services, LLC
Previous Registrations
LPL Financial LLCBroker
Reby Advisors, LLC
Triad Advisors LLCBroker
Royal Alliance Associates, INC.Broker
State Registrations1 state
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