MR
MR
Maximiliano Rohm
19 Years of Experience
Ciudad Autonoma Buenos Aires
Broker
Maximiliano Rohm is a registered investment advisor at Neuberger Berman Bd LLC, based in Ciudad Autonoma Buenos Aires, with 19 years of industry experience. Maximiliano operates on a fee-only basis, meaning they do not earn commissions from product sales.
Compensation
Fee-Only (% of Portfolio)
Firm Size
837 advisors
IM Fee
Planning only
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Location
Castex 3123, Piso 2, Ciudad Autonoma Buenos Aires, C1425CDA
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Neuberger Berman Bd LLC
May 2007 - Present · 19 yrs
Neuberger Berman Bd LLC
May 2007 - Present · 19 yrs
Neuberger Berman Bd LLCBroker
May 2007 - Present · 19 yrs
Previous Registrations
Lehman Brothers INC.
August 2006 - May 2007 · 9 mos
Lehman Brothers INC.Broker
August 2006 - May 2007 · 9 mos
State Registrations21 states
ALCACOFLGAIAILKSLAMIMSNJNMNVNYOHTNTXWAWIWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.