Adam Ness is a registered investment advisor at Nw Straits Financial Services, based in Bellingham, WA, with 15 years of industry experience. Adam operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, High Net Worth, Investment Management, Retirement Planning. Their firm serves 10 clients with $11M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $150K | 1.95% |
| $150K - $250K | 1.05% |
| $250K - $500K | 0.75% |
| $500K - $1.0M | 0.60% |
| $1.0M - $2.0M | 0.45% |
| $2.0M - $3.0M | 0.30% |
| $3M+ | 0.15% |
Fees are negotiable.
Fee Estimator
Location
Bellingham, WA
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Adam teaches community-based continuing education classes on personal finance topics and is a board member for a local non-profit healthcare provider. Both activities require minimal time commitment.
Employment History
Current Registrations
Nw Straits Financial Services
Previous Registrations
Russell Investments Implementation Services, LLCBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.