BC
BC
Bernard Cohen
55 Years of Experience
Palm Beach Gardens, FL
2 DisclosuresBroker
Bernard Cohen is a registered investment advisor at Raymond James & Associates, INC., based in Palm Beach Gardens, FL, with 55 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B
Fee Structure
Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location
3399 Pga Blvd, Suite 260, Palm Beach Gardens, FL, 33410
Get directionsHistory
Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
August 1997Settled
Customer Dispute
October 1991Award / Judgment
Other Business Activities
Bernard is a trustee/successor trustee, making investment decisions. He spends a few hours per week on this activity.
Employment History
Current Registrations
Raymond James & Associates, INC.
February 2013 - Present · 13 yrs 3 mos
Raymond James & Associates, INC.Broker
February 2013 - Present · 13 yrs 3 mos
Previous Registrations
Morgan Keegan & Company, INC.
August 2006 - February 2013 · 6 yrs 6 mos
Morgan Keegan & Company, INC.Broker
August 2006 - February 2013 · 6 yrs 6 mos
Janney Montgomery Scott LLC
May 2005 - August 2006 · 1 yr 3 mos
Janney Montgomery Scott LLCBroker
March 1999 - August 2006 · 7 yrs 5 mos
Prudential Securities IncorporatedBroker
May 1989 - February 1999 · 9 yrs 9 mos
Drexel Burnham Lambert IncorporatedBroker
October 1983 - July 1989 · 5 yrs 9 mos
Dean Witter Reynolds INC.Broker
February 1978 - November 1983 · 5 yrs 9 mos
Reynolds Securities, INC.Broker
January 1974 - February 1978 · 4 yrs 1 mo
Chartered New England CorporationBroker
January 1972 - January 1974 · 2 yrs
J. S. Love & Company, INC.Broker
August 1970 - February 1972 · 1 yr 6 mos
State Registrations32 states
ALAZCACOCTDCDEFLGAILKSLAMAMDMEMIMNNCNJNMNVNYOHORPAPRSCTXVAVTWVWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.