TrueAdvisor
TrueAdvisor
BC
BC

Bernard Cohen

Raymond James & Associates, INC.
55 Years of Experience
Palm Beach Gardens, FL
2 DisclosuresBroker
View SEC Summary
View SEC Summary

Bernard Cohen is a registered investment advisor at Raymond James & Associates, INC., based in Palm Beach Gardens, FL, with 55 years of industry experience. Bernard is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 3 more. Their firm serves 531,617 clients with $500B in assets under management.

Raymond James & Associates, INC.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5819 advisors
Number of Clients
531,617 clients
Average Client Portfolio
$942K average
Assets Under Management
$501.0B

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.25%

Fees are not to exceed an annual rate of 2.25% of the value of assets on which investment consulting services are provided. Specific fee schedules for wrap fee programs and managed accounts are detailed in the separate Wrap Fee Program Brochure.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

3399 Pga Blvd, Suite 260, Palm Beach Gardens, FL, 33410

Get directions

History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
August 1997
Settled
Customer Dispute
October 1991
Award / Judgment
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Bernard is a trustee/successor trustee, making investment decisions. He spends a few hours per week on this activity.

Employment History
Current Registrations
Raymond James & Associates, INC.
February 2013 - Present · 13 yrs 8 mos
Raymond James & Associates, INC.Broker
February 2013 - Present · 13 yrs 8 mos
Previous Registrations
Morgan Keegan & Company, INC.
August 2006 - February 2013 · 6 yrs 6 mos
Morgan Keegan & Company, INC.Broker
August 2006 - February 2013 · 6 yrs 6 mos
Janney Montgomery Scott LLC
May 2005 - August 2006 · 1 yr 3 mos
Janney Montgomery Scott LLCBroker
March 1999 - August 2006 · 7 yrs 5 mos
Prudential Securities IncorporatedBroker
May 1989 - February 1999 · 9 yrs 9 mos
Drexel Burnham Lambert IncorporatedBroker
October 1983 - July 1989 · 5 yrs 9 mos
Dean Witter Reynolds INC.Broker
February 1978 - November 1983 · 5 yrs 9 mos
Reynolds Securities, INC.Broker
January 1974 - February 1978 · 4 yrs 1 mo
Chartered New England CorporationBroker
January 1972 - January 1974 · 2 yrs
J. S. Love & Company, INC.Broker
August 1970 - February 1972 · 1 yr 6 mos
State Registrations32 states
ALAZCACOCTDCDEFLGAILKSLAMAMDMEMIMNNCNJNMNVNYOHORPAPRSCTXVAVTWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Palm Beach Gardens, FL →All financial advisors in Florida →