WK
WK

Willis Kato

17 Years of Experience
Honolulu, HI
Broker

Willis Kato is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Honolulu, HI, with 17 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B

Fee Structure

Hourly Rate:Up to $400/hr
Loading...

Location

201 Merchant Street, Suite 2225, Honolulu, HI, 96813

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
November 2017 - Present · 8 yrs 6 mos
Raymond James Financial Services, INC.Broker
October 2017 - Present · 8 yrs 7 mos
Previous Registrations
Wedbush Securities INC.
April 2009 - November 2017 · 8 yrs 7 mos
Wedbush Securities INC.Broker
October 2008 - November 2017 · 9 yrs 1 mo
State Registrations18 states
AZCACOFLHIIDILMDMNNENJNVORPASCVAWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Willis Kato - Financial Advisor | TrueAdvisor