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Richard Tapke

15 Years of Experience
Ft Wright, KY
Broker

Richard Tapke is a registered investment advisor at Robert W. Baird & CO. Incorporated, based in Ft Wright, KY, with 15 years of industry experience. Their practice areas include Investment Management. Their firm serves 228,442 clients with $340B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
2566 advisors
Number of Clients
228,442 clients
Average Client Portfolio
$1.5M average
Assets Under Management
$342.1B

Fee Structure

Baird offers several investment management programs, each with its own fee structure. Because the fees vary significantly depending on the program chosen, it is not possible to provide a single, concise fee summary. Clients should consult the full brochure or their financial advisor for details on specific programs.

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Location

809 Wrights Summit Parkway, Suite 310, Ft Wright, KY, 41011

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Richard is the owner/member of TL2 LLC, used for family property, spending minimal time on it. He is also a board member and treasurer for Matthew Mangine Jr Foundation Inc, and an investment committee member for Deaconess Associations Incorporated, dedicating minimal time to each.

Employment History
Current Registrations
Robert W. Baird & CO. Incorporated
March 2015 - Present · 11 yrs 2 mos
Robert W. Baird & CO. IncorporatedBroker
March 2015 - Present · 11 yrs 2 mos
Previous Registrations
Tapke Asset Management, LLC
July 2005 - January 2010 · 4 yrs 6 mos
State Registrations25 states
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AdvisorBrokerBoth

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Exams
No exam information available for this advisor.