Sophie Lancaster
Sophie Lancaster is a registered investment advisor at Cetera Investment Advisers LLC, based in Gainsville, FL, with 19 years of industry experience. Sophie operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
3600 NW 43rd St Ste G-2, Gainsville, FL, 32606
Get directionsHistory
Regulatory History (1)
Customer Dispute
June 2015Other Business ActivitiesSells Insurance
Sophie is an insurance agent selling life, health, disability, annuities, and long-term care insurance through Heritage Wealth Management, LLC. She also dedicates time to several non-profit organizations, a travel agency, tax preparation services, real estate, and a church, each taking a few hours per week.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Advisors LLCBroker
Previous Registrations
Cetera Advisors LLC
Next Financial Group, INC.
Next Financial Group, INC.Broker
Brokersxpress LLC
Brokersxpress LLCBroker
Bbva Compass Investment Solutions, INCBroker
Multi-Financial Securities Corporation
Multi-Financial Securities CorporationBroker
Edward Jones
Edward JonesBroker
State Registrations7 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.