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CFP
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CFP

Lucas Austin

Park Avenue Securities LLC
21 Years of Experience
Overland Park, KS
BrokerSells Insurance
View SEC Summary
View SEC Summary

Lucas Austin is a CFP-designated registered investment advisor at Park Avenue Securities LLC, based in Overland Park, KS, with 21 years of industry experience. Lucas is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 7 more. Their firm serves 82,118 clients with $20B in assets under management.

Park Avenue Securities LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1914 advisors
Number of Clients
82,118 clients
Average Client Portfolio
$238K average
Assets Under Management
$19.6B

Fee Structure

Minimum Investment:$5K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $500K2.05%
$500K - $1000K2.00%
$1.0M - $2.0M1.95%
$2M+1.90%

Schedule reflects the maximum client fee for the Park Avenue Portfolio Select program. Other wrap fee and third-party programs have varying fee schedules with advisor fees ranging from 0.50% to 1.75% plus platform and manager fees.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

6405 Metcalf Avenue, Building 3, Suite 220, Overland Park, KS, 66202

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business ActivitiesSells Insurance

Lucas is an insurance broker appointed with outside carriers to broker non-registered insurance products. He also operates under the DBA Austin Wealth Strategies, LLC to sell New York Life products and services as well as broker non-registered insurance products.

Employment History
Current Registrations
Park Avenue Securities LLC
September 2021 - Present · 5 yrs 1 mo
Park Avenue Securities LLCBroker
September 2021 - Present · 5 yrs 1 mo
Previous Registrations
Eagle Strategies LLC
September 2005 - October 2021 · 16 yrs 1 mo
Nylife Securities LLCBroker
July 2005 - October 2021 · 16 yrs 3 mos
State Registrations12 states
AZCACOFLKSMDMONYSCTNTXWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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