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Dusty Treat

State Farm Investment Management CORP.
20 Years of Experience
Oklahoma City, OK
2 DisclosuresBrokerSells Insurance
View SEC Summary
View SEC Summary

Dusty Treat is a ChFC-designated registered investment advisor at State Farm Investment Management CORP., based in Oklahoma City, OK, with 20 years of industry experience. Dusty is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 3,575 clients with $13B in assets under management.

State Farm Investment Management CORP.
Compensation
Fee-Only (% of Portfolio)
Firm Size
7097 advisors
Number of Clients
3,575 clients
Average Client Portfolio
$3.6M average
Assets Under Management
$12.9B

Fee Structure

Minimum Investment:$15K
Investment management only (planning not offered)
Minimum Annual Fee:$180
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $100K1.25%
$100K - $500K1.00%
$500K - $1.0M0.75%
$1M+0.50%

Customized fees may be negotiated for total account values of $10,000,000 or more. Certain fee reductions apply for employees and accounts funded from specific previously established brokerage accounts.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

13901 S. Western Ave, Suite 300, Oklahoma City, OK, 73170

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
June 2017
Closed-No Action
Civil
May 2017
Final
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Dusty owns and works as an agent at Dusty Treat's Insurance Agency, which is affiliated with State Farm. Dusty dedicates about half of their time to servicing customers and supervising employees.

Employment History
Current Registrations
State Farm Investment Management CORP.
July 2022 - Present · 4 yrs 3 mos
State Farm Vp Management CORP.
March 2019 - Present · 7 yrs 7 mos
State Farm Vp Management CORP.Broker
March 2019 - Present · 7 yrs 7 mos
Previous Registrations
Horace Mann Investors, INC.Broker
September 2005 - August 2018 · 12 yrs 11 mos
State Registrations2 states
OKTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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