Carmen Lance
Carmen Lance is a registered investment advisor at Ameriprise Financial Services, LLC, based in Murphy, NC, with 16 years of industry experience. Carmen operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.
Location
317 Peachtree St, Murphy, NC, 28906
Get directionsHistory
Regulatory History (3)
Customer Dispute
April 2019Customer Dispute
August 2015Employment Separation After Allegations
February 2015Other Business Activities
Carmen owns Lance Investments & Wealth Management, LLC since 2013, dedicating minimal time. She also serves on the board of directors for Lance at multiple locations, starting in 2020, also dedicating minimal time to each role.
Employment History
Current Registrations
Ameriprise Financial Services, LLCBroker
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLC
Previous Registrations
Securities America Advisors, INC.
Securities America, INC.Broker
Edward JonesBroker
Edward Jones
LPL Financial Corporation
LPL Financial CorporationBroker
Reliance Securities, LLCBroker
State Registrations21 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.