Roger Tennyson
Roger Tennyson is a CFP-designated registered investment advisor at Gradient Wealth Management, based in Newport Beach, CA, with 21 years of industry experience. Roger is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Estate Planning, and 3 more. Their firm serves 4,553 clients with $610M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.00% |
Maximum annual fee is up to 2.00% of assets under management. Fees are negotiable and may vary based on the money manager selected and account size.
Fee Estimator
Location
895 Dove St, Suite 300, Newport Beach, CA, 92660
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Roger is an insurance agent through Tennyson Insurance Solutions, spending about a quarter of his time on insurance sales. He is also a managing member of Martin Financial Services, LLC for accounting purposes, and a registered representative/investment advisor representative through Tennyson Wealth Management, dedicating about 60% of his time to securities and advisory services. Additionally, Roger is a part-owner of Lupine Vacation Rentals, LLC, spending a few hours per week approving and paying for repairs.
Employment History
Current Registrations
Gradient Wealth Management
Gradient Securities, LLCBroker
Previous Registrations
Gradient Advisors, LLC
Wsg Advisors, LLC
Metlife Securities INC.
Metlife Securities INC.Broker
Metropolitan Life Insurance CompanyBroker
State Registrations15 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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