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Alexis Pickard

Tortoise Capital Advisors, L.L.C.
19 Years of Experience
Overland Park, KS
2 DisclosuresBroker
View SEC Summary
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Alexis Pickard is a registered investment advisor at Tortoise Capital Advisors, L.L.C., based in Overland Park, KS, with 19 years of industry experience. Alexis is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management. Their firm serves 344 clients with $8.9B in assets under management.

Tortoise Capital Advisors, L.L.C.
Compensation
Fee-Only (% of Portfolio)
Firm Size
8 advisors
Number of Clients
344 clients
Average Client Portfolio
$26.0M average
Assets Under Management
$8.9B

Fee Structure

Minimum Investment:$250K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.00%

Annual advisory fees range up to 1.00% of assets depending on the strategy and are negotiable. Certain accounts also pay performance-based fees.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

5901 College Boulevard, Suite 400, Overland Park, KS, 66211-1861

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Financial
September 2018
Final
Financial
July 2018
Final
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Tortoise Capital Advisors, L.L.C.
October 2025 - Present · 1 yr
Pine Distributors LLC
May 2025 - Present · 1 yr 5 mos
Pine Distributors LLCBroker
May 2025 - Present · 1 yr 5 mos
Previous Registrations
Tortoiseecofin Securities, LLCBroker
July 2017 - December 2023 · 6 yrs 5 mos
Tortoiseecofin Investments Partners, LLC
November 2016 - December 2023 · 7 yrs 1 mo
Montage Investments, LLC
November 2012 - November 2016 · 4 yrs
Montage Securities, LLCBroker
January 2012 - July 2017 · 5 yrs 6 mos
J.J.B Hilliard, W.L. Lyons, LLCBroker
June 2010 - October 2011 · 1 yr 4 mos
Hartford Life Distributors, LLCBroker
May 2007 - June 2010 · 3 yrs 1 mo
Vanguard Marketing CorporationBroker
July 2005 - February 2007 · 1 yr 7 mos
State Registrations51 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPARISCSDTNTXUTVAVTWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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