SW
SW

Samuel Bowman Wheeler

15 Years of Experience
Sells Insurance
Areas of Practice
Investment ManagementFinancial Planning & CoachingRetirement PlanningEstate PlanningTax Planning
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
15 advisors
Number of Clients
881 clients
Average Client Portfolio
$940K average
Assets Under Management
$828.2M

Fee Structure

Minimum Annual Fee:$10,000
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Location

2792 Gateway Road, Carlsbad, CA, 92009

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Samuel works as an agent at Intelligence Driven Insurance Solutions, an insurance agency, selling insurance. This activity requires minimal time.

Employment History
Current Registrations
Intelligence Driven Advisers, LLC
April 2021 - Present · 4 yrs 10 mos
Previous Registrations
Mutual of America Securities LLCBroker
July 2019 - April 2021 · 1 yr 9 mos
Mutual of America Life Insurance CompanyBroker
July 2019 - November 2020 · 1 yr 4 mos
Lincoln Financial Advisors CorporationBroker
October 2011 - July 2014 · 2 yrs 9 mos
Lincoln Financial Distributors, INC.Broker
December 2010 - December 2012 · 2 yrs
Vanguard Marketing CorporationBroker
July 2005 - November 2010 · 5 yrs 4 mos
State Registrations1 state
CA
Advisor
Exams
No exam information available for this advisor.
Samuel Bowman Wheeler - Financial Advisor | TrueAdvisor