SN
CFA · CFP
SN
CFA · CFP
Steven Newler is a CFA, CFP-designated registered investment advisor at Neuberger Berman Bd LLC, based in Scotch Plains, NJ, with 15 years of industry experience. Steven is also registered as a broker, so some compensation may come from commissions on products sold.
Compensation
Fee-Only (% of Portfolio)
Firm Size
864 advisors
IM Fee
Planning only
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Location
Scotch Plains, NJ
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Neuberger Berman Bd LLC
February 2011 - Present · 15 yrs 8 mos
Neuberger Berman Bd LLC
November 2010 - Present · 15 yrs 11 mos
Neuberger Berman Bd LLCBroker
November 2010 - Present · 15 yrs 11 mos
State Registrations42 states
AZCACOCTDCDEFLGAHIIDILINLAMAMDMEMIMNMOMSNCNHNJNMNVNYOHOKORPAPRRISCTNTXUTVAVTWAWIWVWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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