Michael Occhiuto is a registered investment advisor at RBC Capital Markets, LLC, based in Stamford, CT, with 20 years of industry experience. Michael operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Estate Planning, Investment Management, Retirement Planning. Their firm serves 283,910 clients with $310B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
RBC Financial Planning services are offered for a one-time fee, providing a personalized analysis and written advice to help you assess your financial situation and your ability to pursue specific financial goals. Fees are negotiated within a range of $1,000 to $20,000, but in certain cases a fee higher than $20,000 may be negotiated.
Location
1 Landmark Square, 12th Floor, Stamford, CT, 06901-2502
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Michael is the owner of Ackside Down LLC, a vacation home holding entity, since 2020. He spends minimal time paying the mortgage and maintaining the property.
Employment History
Current Registrations
RBC Capital Markets, LLC
RBC Capital Markets, LLCBroker
RBC Capital Markets, LLC
Previous Registrations
Jefferies LLCBroker
Jefferies Investment Advisers, LLC
Credit Suisse Securities (USA) LLC
Credit Suisse Securities (USA) LLCBroker
Bear, Stearns & CO. INC.Broker
State Registrations22 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.