DB
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Diana Briegel
20 Years of Experience
Midlothian, VA
1 DisclosureBroker
Diana Briegel is a registered investment advisor at Cetera Investment Advisers LLC, based in Midlothian, VA, with 20 years of industry experience. Diana operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location
130 Wylderose Dr, Midlothian, VA, 23113
Get directionsHistory
Regulatory History (1)
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Customer Dispute
October 2008Closed-No Action
Employment History
Current Registrations
Cetera Wealth Services, LLCBroker
August 2023 - Present · 3 yrs 1 mo
Cetera Investment Advisers LLC
August 2023 - Present · 3 yrs 1 mo
Previous Registrations
Securian Financial Services, INC.
May 2020 - August 2023 · 3 yrs 3 mos
Securian Financial Services, INC.Broker
September 2010 - August 2023 · 12 yrs 11 mos
Primevest Financial Services, INC.
February 2010 - April 2010 · 2 mos
Primevest Financial Services, INC.Broker
February 2010 - April 2010 · 2 mos
Uvest Financial Services Group, INC.Broker
November 2008 - February 2010 · 1 yr 3 mos
Uvest Financial Services Group, INC.
November 2008 - February 2010 · 1 yr 3 mos
Qa3 Financial LLC
November 2007 - October 2008 · 11 mos
Qa3 Financial CORP.Broker
November 2007 - October 2008 · 11 mos
Uvest Financial Services Group, INC.
October 2005 - November 2007 · 2 yrs 1 mo
Uvest Financial Services Group, INC.Broker
October 2005 - November 2007 · 2 yrs 1 mo
Waddell & Reed, INC.
July 2005 - October 2005 · 3 mos
Waddell & Reed, INC.Broker
June 2005 - October 2005 · 4 mos
State Registrations1 state
VA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.