Neal Carlson
Neal Carlson is a registered investment advisor at Forthright Family Wealth Advisory LLC, based in Houston, TX, with 19 years of industry experience. Neal operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management, Retirement Planning. Their firm serves 64 clients with $190M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.20% |
| $1.0M - $4.0M | 1.00% |
| $4.0M - $6.0M | 0.90% |
| $6.0M - $8.0M | 0.80% |
| $8.0M - $10.0M | 0.70% |
| $10.0M - $12.0M | 0.60% |
| $12.0M - $14.0M | 0.50% |
| $14.0M - $16.0M | 0.40% |
| $16.0M - $18.0M | 0.30% |
| $18.0M - $20.0M | 0.20% |
| $20.0M - $100.0M | 0.10% |
| $100M+ | 0.05% |
Fees, payment structures, and account minimums are negotiable based on portfolio complexity, advice needs, and meeting frequency. Family accounts can be aggregated.
Fee Estimator
Location
825 Town & Country Ln., 12th Fl., Houston, TX, 77024
Get directionsHistory
Regulatory History (1)
Regulatory
February 2020Employment History
Current Registrations
Forthright Family Wealth Advisory LLC
Previous Registrations
Wells Fargo Clearing Services, LLC
Wells Fargo Clearing Services, LLCBroker
Credit Suisse Securities (USA) LLC
Credit Suisse Securities (USA) LLCBroker
Goldman, Sachs & CO.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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