James Hartke is a registered investment advisor at Cincap Asset Management, based in Cincinnati, OH, with 19 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management. Their firm serves 4 clients with $34M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
CINCaP Asset Management charges a percentage of the value of your investments each year. The exact percentage depends on how much you have invested, and the rate decreases as your portfolio grows. There is no minimum annual fee. The fee includes wealth counseling, investment advice, and some consulting services. If you need extra planning or consulting, CINCaP may charge an additional fee, which they will agree on with you in writing beforehand.
Location
455 Delta Avenue, Suite 207, Cincinnati, OH, 45226
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
James owns rental property and is a landlord/lessor, dedicating minimal time to this activity. He is also an investor with Mt. Lookout Capital Holdings, LLC, and an IAR with CINCaP Asset Management, and attends bi-monthly advisory group meetings.
Employment History
Current Registrations
Cincap Asset Management
Cincap Investment Group, LLCBroker
Previous Registrations
Ross, Sinclaire & Associates, LLCBroker
Natcity Investments, INC.Broker
Natcity Investments, INC.
A. G. Edwards & Sons, INC.
A. G. Edwards & Sons, INC.Broker
State Registrations17 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.