BP
BP

Ben Pierce

20 Years of Experience
Canyon, TX
BrokerSells Insurance

Ben Pierce is a registered investment advisor at LPL Financial LLC, based in Canyon, TX, with 20 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

412 15th Street, Canyon, TX, 79015

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Ben is involved with Level Four Insurance Services, LLC, selling life, annuity, LTC, and disability insurance, dedicating about 10-20% of his time. He also operates as PIERCE AND GARLAND WEALTH MANAGEMENT, a DBA for his LPL business, and is a family farm operator, dedicating about a quarter of his time.

Employment History
Current Registrations
LPL Financial LLC
August 2021 - Present · 4 yrs 9 mos
LPL Financial LLCBroker
November 2012 - Present · 13 yrs 6 mos
Previous Registrations
Level Four Advisory Services
June 2008 - August 2021 · 13 yrs 2 mos
Lincoln Financial Securities CorporationBroker
June 2008 - November 2012 · 4 yrs 5 mos
Edward Jones
February 2007 - July 2008 · 1 yr 5 mos
Edward JonesBroker
August 2005 - July 2008 · 2 yrs 11 mos
State Registrations8 states
COLAMNNMOKSCTXWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Ben Pierce - Financial Advisor | TrueAdvisor