AW
AW

Alice Martin Winters

20 Years of Experience
Broker
Areas of Practice
Investment ManagementRetirement PlanningFinancial Planning & Coaching
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
419 advisors
Number of Clients
31,228 clients
Average Client Portfolio
$793K average
Assets Under Management
$24.8B

Fee Structure

Minimum Investment:$10K
Loading...

Location

140 E. 45th Street, 36th Floor, New York, NY, 10017

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

Alice is an associate/employee at Stewart Partners Investment Advisory, LLC, dedicating minimal time. She also provides administrative support to Webster Grosso Wealth Management at Steward Partners, also dedicating minimal time.

Employment History
Current Registrations
Steward Partners Investment Solutions, LLCBroker
May 2022 - Present · 3 yrs 9 mos
Steward Partners Investment Solutions, LLC
May 2022 - Present · 3 yrs 9 mos
Steward Partners Investment Advisory, LLC
February 2021 - Present · 5 yrs
Previous Registrations
Raymond James Financial Services, INC.Broker
February 2021 - May 2022 · 1 yr 3 mos
Wells Fargo Clearing Services, LLCBroker
March 2013 - February 2021 · 7 yrs 11 mos
Wells Fargo Clearing Services, LLC
March 2013 - February 2021 · 7 yrs 11 mos
Suntrust Investment Services, INC.
August 2008 - March 2013 · 4 yrs 7 mos
Suntrust Investment Services, INC.Broker
August 2008 - March 2013 · 4 yrs 7 mos
Metlife Securities INC.
January 2008 - July 2008 · 6 mos
Metlife Securities INC.Broker
July 2005 - July 2008 · 3 yrs
Metropolitan Life Insurance CompanyBroker
July 2005 - July 2007 · 2 yrs
State Registrations30 states
CACODCDEFLHIILINLAMAMDMIMNMOMTNCNJNMNVNYOHOKPARISCSDTXVAVTWA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Alice Martin Winters - Financial Advisor | TrueAdvisor