NG
NG

Nancy Gallagher

12 Years of Experience
Midlothian, VA
BrokerSells Insurance

Nancy Gallagher is a registered investment advisor at Cetera Investment Advisers LLC, based in Midlothian, VA, with 12 years of industry experience. Nancy operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
Loading...

Location

5309 Commonwealth Centre Pkwy Ste 100, Midlothian, VA, 23112

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business ActivitiesSells Insurance

Nancy sells fixed insurance products, including life, health, disability, fixed annuities, and long-term care, dedicating a few hours per week. She also works as a financial professional for Anchor Financial Group, spending about 10-20% of her time, and owns Springhouse Financial, LLC, a coaching business, spending a few hours per week.

Employment History
Current Registrations
Cetera Investment Advisers LLC
March 2024 - Present · 2 yrs 4 mos
Cetera Advisors LLCBroker
March 2023 - Present · 3 yrs 4 mos
Previous Registrations
Cetera Advisors LLC
March 2023 - March 2024 · 1 yr
Oneamerica Securities, INC.Broker
August 2022 - February 2023 · 6 mos
Oneamerica Securities, INC.
August 2022 - February 2023 · 6 mos
MML Investors Services, LLC
August 2014 - July 2022 · 7 yrs 11 mos
MML Investors Services, LLCBroker
May 2014 - July 2022 · 8 yrs 2 mos
NFP Securities, INC.
February 2013 - October 2013 · 8 mos
NFP Securities, INC.Broker
June 2012 - October 2013 · 1 yr 4 mos
State Registrations10 states
CAFLILMDMINVNYPASCVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Nancy Gallagher - Financial Advisor | TrueAdvisor