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John Scarborough

20 Years of Experience
Broker

John Scarborough is a registered investment advisor, based in San Francisco, CA, with 20 years of industry experience.

Location

535 Mission Street, San Francisco, CA, 94105

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

John is a founding partner of Summit Trail Advisors, LLC, a registered investment advisor, dedicating full-time hours to advising high net worth clients. He is also a founding partner of Summit Trail Securities, LLC, a broker-dealer, spending minimal time on commission-based activities. Additionally, John is a board member of the Ross School Foundation, an educational organization, spending minimal time raising money and organizing events.

Employment History
Current Registrations
Summit Trail Securities, LLCBroker
February 2017 - Present · 9 yrs 2 mos
Summit Trail Advisors, LLC
July 2015 - Present · 10 yrs 9 mos
Previous Registrations
Purshe Kaplan Sterling InvestmentsBroker
July 2015 - August 2016 · 1 yr 1 mo
Barclays Capital INC.
April 2009 - August 2015 · 6 yrs 4 mos
Barclays Capital INC.Broker
April 2009 - August 2015 · 6 yrs 4 mos
Goldman, Sachs & CO.Broker
July 2005 - December 2008 · 3 yrs 5 mos
State Registrations1 state
CA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.