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Michael Bentley

20 Years of Experience
Westlake, OH
Broker

Michael Bentley is a registered investment advisor at Raymond James & Associates, INC., based in Westlake, OH, with 20 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

159 Crocker Park Blvd., Suite 390, Westlake, OH, 44145

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Michael serves on the Audit Committee for the City of Lakewood since 2021. This political activity requires minimal time and is not investment-related.

Employment History
Current Registrations
Raymond James & Associates, INC.Broker
January 2016 - Present · 10 yrs 4 mos
Raymond James & Associates, INC.
January 2016 - Present · 10 yrs 4 mos
Raymond James & Associates, INC.
January 2016 - Present · 10 yrs 4 mos
Previous Registrations
J.P. Morgan Securities LLC
October 2012 - January 2016 · 3 yrs 3 mos
J.P. Morgan Securities LLCBroker
October 2012 - January 2016 · 3 yrs 3 mos
Chase Investment Services CORP.
April 2009 - October 2012 · 3 yrs 6 mos
Chase Investment Services CORP.Broker
April 2009 - October 2012 · 3 yrs 6 mos
Raymond James & Associates, INC.
February 2006 - April 2009 · 3 yrs 2 mos
Raymond James & Associates, INC.Broker
September 2005 - April 2009 · 3 yrs 7 mos
State Registrations21 states
AZCACOFLGAILINMAMDMIMNNCNVNYOHPASCTNTXVAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Michael Bentley - Financial Advisor | TrueAdvisor