GB
GB

Gabriel Barrantes

20 Years of Experience
Woodside, NY
1 DisclosureBrokerSells Insurance

Gabriel Barrantes is a registered investment advisor at LPL Financial LLC, based in Woodside, NY, with 20 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

Loading...

Location

60-20 Woodside Ave, Woodside, NY, 11377

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Criminal
February 2001
Final Disposition
Other Business ActivitiesSells Insurance

Gabriel operates under the DBAs Intellect Advisor and Webster Investments for his LPL business. He also sells non-variable insurance through IAI Insurance, dedicating a few hours per week.

Employment History
Current Registrations
LPL Financial LLC
August 2011 - Present · 14 yrs 9 mos
LPL Financial LLCBroker
May 2008 - Present · 18 yrs
Previous Registrations
Financial Resources Group Investment Services, LLCBroker
April 2018 - March 2023 · 4 yrs 11 mos
Ifmg Securities, INC.Broker
February 2006 - May 2008 · 2 yrs 3 mos
Ameriprise Financial Services, INC.Broker
December 2005 - February 2006 · 2 mos
State Registrations8 states
CTFLNJNYPAPRSCTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.