Toby Lewis
Toby Lewis is a registered investment advisor at Gwn Securities INC., based in Bowling Green, KY, with 20 years of industry experience. Toby operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management. Their firm serves 37,091 clients with $3.7B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
GWN Securities offers several managed account programs with fees based on a percentage of your portfolio's value. These fees are typically billed quarterly. The specific fees vary depending on the program you choose and the amount you invest. Some programs have minimum account sizes and platform fees. GWN's fees do not include brokerage and custodial services. GWN may also recommend third-party money managers, which will result in additional fees.
Location
2530 Scottsville Road, Suite 109, Bowling Green, KY, 42104
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Toby owns Thoroughbred Asset Management, a financial advising company, dedicating full-time hours to it. He also co-owns McDowell Park Office Condominium Association, Inc., Watts Going Up LLC, is President of Lewis Financial Planning Inc., and is on the board of Nelson County Schools Community Support Inc.
Employment History
Current Registrations
Gwn Securities INC.
Gwn Securities INC.Broker
Previous Registrations
Legend Advisory CORP
Legend Equities CorporationBroker
Money Concepts Capital CORPBroker
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.