Kai Cheng is a registered investment advisor at Nfsg Corporation, based in Boca Raton, FL, with 18 years of industry experience. Kai operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management. Their firm serves 3,096 clients with $1.1B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
73 advisors
Number of Clients
3,096 clients
Average Client Portfolio
$350K average
Assets Under Management
$1.1B
Fee Structure
Minimum Investment:$25K
Minimum Annual Fee:$250
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.00% |
Fee is up to 2%.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
1200 North Federal Highway, Suite 400, Boca Raton, FL, 33432
Get directionsHistory
Regulatory History (5)
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Regulatory
December 2016Final
Regulatory
November 2015Final
Regulatory
June 2015Final
Employment Separation After Allegations
February 2015Customer Dispute
July 2012Settled
Employment History
Current Registrations
Nfsg Corporation
November 2018 - Present · 7 yrs 8 mos
Previous Registrations
Affinity Capital Management LLC
June 2015 - December 2016 · 1 yr 6 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
September 2005 - March 2015 · 9 yrs 6 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
August 2005 - March 2015 · 9 yrs 7 mos
State Registrations2 states
DCNY
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.