EM
CFP
EM
CFP

Ericka Marini

9 Years of Experience
Newcastle, WA
Broker

Ericka Marini is a CFP-designated registered investment advisor at Edward Jones, based in Newcastle, WA, with 9 years of industry experience. Ericka is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 4,069,320 clients with $1000B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
24113 advisors
Number of Clients
4,069,320 clients
Average Client Portfolio
$249K average
Assets Under Management
$1013.6B

Fee Structure

Minimum Investment:$25K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.40%

The fee schedule consists of a Program Fee (up to 1.35%) and a Platform Fee (up to 0.05%), totaling a maximum annual rate of 1.40%. Fees are negotiable and may be lower based on account size or pricing groups.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

12835 Newcastle Way, Suite 302, Newcastle, WA, 98056

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Ericka is the owner/consultant of EK Marini Consulting, providing free assistance to US Veterans transitioning back into the workforce since 2017. This activity requires minimal time.

Employment History
Current Registrations
Edward Jones
November 2019 - Present · 6 yrs 11 mos
Edward JonesBroker
October 2019 - Present · 7 yrs
Previous Registrations
Hornor, Townsend & Kent, INC.Broker
January 2009 - June 2009 · 5 mos
Hornor, Townsend & Kent, INC.
January 2009 - June 2009 · 5 mos
Edward Jones
November 2006 - April 2008 · 1 yr 5 mos
Edward JonesBroker
November 2006 - April 2008 · 1 yr 5 mos
Synergy Investment Group, LLC
May 2006 - June 2006 · 1 mo
Synergy Investment Group, LLCBroker
April 2006 - June 2006 · 2 mos
Morgan Stanley
September 2005 - March 2006 · 6 mos
Morgan Stanley Dw INC.Broker
August 2005 - March 2006 · 7 mos
State Registrations17 states
AZCACOFLGAHIIDINMDMNMSORRITXVAWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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