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Benjamin Franz

20 Years of Experience
Evansville, IN
Broker

Benjamin Franz is a registered investment advisor at Ameriprise Financial Services, LLC, based in Evansville, IN, with 20 years of industry experience. Benjamin operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12781 advisors
Number of Clients
1,330,280 clients
Average Client Portfolio
$424K average
Assets Under Management
$564.6B

Fee Structure

Minimum Investment:$2K

Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.

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Location

7517 Eagle Crest Blvd, Evansville, IN, 47715

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Benjamin is involved with Hayes, Powers and Associates LLC, dedicating 60 hours per month to this activity. This outside employment is not investment-related.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
March 2007 - Present · 19 yrs 2 mos
Ameriprise Financial Services, LLC
March 2007 - Present · 19 yrs 2 mos
Ameriprise Financial Services, LLCBroker
March 2007 - Present · 19 yrs 2 mos
Previous Registrations
Wachovia Securities Financial Network, LLC
October 2005 - January 2007 · 1 yr 3 mos
Wachovia Securities Financial Network, LLCBroker
July 2005 - January 2007 · 1 yr 6 mos
State Registrations1 state
IN
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Benjamin Franz - Financial Advisor | TrueAdvisor