Catherine Mathis
Catherine Mathis is a CFP-designated registered investment advisor at Berkeley Advisors, INC., based in Atlanta, GA, with 20 years of industry experience. Catherine operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Investment Management, and 2 more. Their firm serves 81 clients with $130M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Berkeley Advisors manages investments through a wrap fee program. The annual fee, which includes both management and brokerage costs, is individually negotiated and ranges from 0.35% to 1.00% of your portfolio. Some smaller clients may or may not be charged a fee. Fees are billed at the beginning of each month or quarter based on the prior month's or quarter's average daily balance.
Location
9 Lenox Pointe, N.E., Suite B, Atlanta, GA, 30324-7412
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Catherine is a non-employee insurance product originator for The Milner Group, an insurance agency, and facilitates the development, purchase, and implementation of life insurance products. She also owns rental property through HamLam Properties, LLC, is CFO of Lenox Point 9 Condominium Association, Inc., is an author, and is a notary public.
Employment History
Current Registrations
Berkeley Advisors, INC.
Previous Registrations
Investment Advisors
Proequities, INC.Broker
Usallianz Securities, INC.
Usallianz Securities, INC.Broker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.