CU
CU
Corey Umeda
20 Years of Experience
Lone Tree, CO
1 DisclosureBroker
Corey Umeda is a registered investment advisor at Charles Schwab & CO., INC., based in Lone Tree, CO, with 20 years of industry experience. Corey operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Investment Management, Retirement Planning.
Compensation
Fixed/Hourly
Firm Size
8109 advisors
Number of Clients
Not specified
Average Client Portfolio
Not specified
Fee Structure
Planning is included in investment management
Minimum Annual Fee:$1,000
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 0.80% |
| $1.0M - $2.0M | 0.75% |
| $2.0M - $5.0M | 0.70% |
| $5.0M - $10.0M | 0.50% |
| $10.0M - $25.0M | 0.30% |
| $25M+ | 0.30% |
Fee schedule effective October 1, 2024. Clients enrolled prior to this date may have grandfathered fee schedules. Fees may be negotiable for assets over $25 million.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
Loading...
Location
9800 Schwab Way, Lone Tree, CO, 80124
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Criminal
January 2001Final Disposition
Employment History
Current Registrations
Charles Schwab & CO., INC.Broker
July 2008 - Present · 17 yrs 10 mos
Charles Schwab & CO., INC.
June 2008 - Present · 17 yrs 11 mos
Previous Registrations
TD Ameritrade Clearing, INC.Broker
December 2021 - October 2024 · 2 yrs 10 mos
TD Ameritrade, INC.Broker
December 2021 - May 2024 · 2 yrs 5 mos
Scott & Stringfellow, INC.
November 2005 - June 2008 · 2 yrs 7 mos
Scott & Stringfellow, INC.Broker
September 2005 - June 2008 · 2 yrs 9 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.