Steven Meleco
Steven Meleco is a registered investment advisor at LPL Financial LLC, based in Albany, NY, with 13 years of industry experience. Steven is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
18 Corporate Woods Blvd Fl 2, Albany, NY, 12211
Get directionsHistory
Regulatory History (2)
Employment Separation After Allegations
November 2017Customer Dispute
May 2015Other Business ActivitiesSells Insurance
Steven operates under several DBAs for his LPL business, including Rosemont Financial Group and Meleco Wealth Management. He is also an agent selling fixed annuities, but dedicates minimal time to this activity.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Pks Advisory Services, LLC
Purshe Kaplan Sterling InvestmentsBroker
Wells Fargo Clearing Services, LLC
Wells Fargo Clearing Services, LLCBroker
State Registrations21 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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