Nicholas Fauber
Nicholas Fauber is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Cincinnati, OH, with 20 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.
Location
5905 E Galbraith Rd, Cincinnati, OH, 45236
Get directionsHistory
Regulatory History (1)
Customer Dispute
July 2009Other Business Activities
Nicholas owns rental real estate property, including a house and mobile home, dedicating minimal time to this activity. He also operates as a sole proprietor, managing residential real estate for rent, spending minimal time annually.
Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Previous Registrations
LPL Financial LLC
LPL Financial LLCBroker
Primevest Financial Services, INC.
Primevest Financial Services, INC.Broker
Fifth Third Securities, INC.Broker
State Registrations43 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.