AJ
AJ

Anthony Jones

19 Years of Experience
Orlando, FL
Broker

Anthony Jones is a registered investment advisor at Cetera Investment Advisers LLC, based in Orlando, FL, with 19 years of industry experience. Anthony operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

Orlando, FL

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Anthony is a tax preparer for Taxes By Tony, LLC since 2016. He spends a few hours per week to about a quarter of his time on this activity, depending on the season.

Employment History
Current Registrations
Cetera Investment Advisers LLC
June 2016 - Present · 9 yrs 11 mos
Cetera Financial Specialists LLCBroker
June 2016 - Present · 9 yrs 11 mos
Previous Registrations
Cetera Investment Advisers LLC
September 2007 - January 2016 · 8 yrs 4 mos
Cetera Financial Specialists LLCBroker
September 2007 - January 2016 · 8 yrs 4 mos
Merrill Lynch Pierce Fenner & Smith INC.
March 2007 - September 2007 · 6 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
December 2006 - September 2007 · 9 mos
Wachovia Securities, LLCBroker
April 2006 - November 2006 · 7 mos
State Registrations4 states
FLGATXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Anthony Jones - Financial Advisor | TrueAdvisor