Vijay Malik is a registered investment advisor at Sophis Investments LLC, based in New York, NY, with 12 years of industry experience. Vijay operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management. Their firm serves 42 clients with $130M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Sophis Investments charges an annual management fee ranging from 1% to 2% of the value of your portfolio, depending on your investment goals. Fees are calculated and paid quarterly, based on the portfolio value on the last business day of the quarter. Some clients may be eligible to pay a performance-based fee instead of the management fee, equal to 10% to 20% of the net capital increase of the account.
Location
250 Park Avenue, 7th Floor, New York, NY, 10177-0799
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Vijay is involved in non-affiliated, non-investment related interests, including private real estate investing. He may devote a varying amount of time each month to these interests.
Employment History
Current Registrations
Sophis Investments LLC
Previous Registrations
Check Capital Management INC
Malik Asset Management, LLC
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.