DV
ChFC
DV
ChFC

Dave Mappala Valdez

18 Years of Experience
Sells Insurance
Areas of Practice
Investment ManagementRetirement PlanningTax PlanningEstate Planning
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
11 advisors
Number of Clients
629 clients
Average Client Portfolio
$1.5M average
Assets Under Management
$925.4M

Fee Structure

Minimum Investment:$500K
Financial Planning:Included in AUM fee
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Location

3800 Centerpoint Drive, Suite 910, Anchorage, AK, 99503

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Dave owns rental properties and receives passive income, dedicating minimal time to this activity. He also works as a military officer, spending about 10-20% of his time in leadership and manpower management, and is a licensed insurance agent since 2008, spending a few hours per week on insurance duties.

Employment History
Current Registrations
Alaska Wealth Advisors
January 2023 - Present · 3 yrs 1 mo
Previous Registrations
Arbor Capital Management INC
December 2021 - February 2023 · 1 yr 2 mos
TD Ameritrade, INC.
July 2021 - December 2021 · 5 mos
TD Ameritrade, INC.Broker
July 2021 - December 2021 · 5 mos
Charles Schwab & CO., INC.Broker
May 2020 - December 2021 · 1 yr 7 mos
Charles Schwab & CO., INC.
May 2020 - December 2021 · 1 yr 7 mos
TD Ameritrade, INC.
August 2018 - May 2020 · 1 yr 9 mos
TD Ameritrade, INC.Broker
August 2018 - May 2020 · 1 yr 9 mos
TD Ameritrade Investment Management, LLC
August 2018 - May 2020 · 1 yr 9 mos
Charles Schwab & CO., INC.
January 2017 - August 2018 · 1 yr 7 mos
Charles Schwab & CO., INC.Broker
July 2011 - August 2018 · 7 yrs 1 mo
Charles Schwab & CO., INC.
July 2011 - December 2016 · 5 yrs 5 mos
Wells Fargo Advisors, LLC
January 2011 - June 2011 · 5 mos
Wells Fargo Advisors, LLCBroker
January 2011 - June 2011 · 5 mos
Wells Fargo Investments, LLCBroker
April 2008 - January 2011 · 2 yrs 9 mos
Wells Fargo Investments, LLC
April 2008 - January 2011 · 2 yrs 9 mos
Morgan Stanley
September 2005 - June 2006 · 9 mos
Morgan Stanley Dw INC.Broker
September 2005 - June 2006 · 9 mos
State Registrations1 state
AK
Advisor
Exams
No exam information available for this advisor.