CB
CB
Carol Bell is a registered investment advisor at Cetera Investment Advisers LLC, based in St Cloud, MN, with 20 years of industry experience. Carol operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
Loading...
Location
400 1st St S Ste 300, St Cloud, MN, 56301
Get directionsHistory
Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Cetera Investment Advisers LLC
October 2021 - Present · 4 yrs 7 mos
Cetera Investment Services LLC
August 2005 - Present · 20 yrs 9 mos
Cetera Investment Services LLCBroker
August 2005 - Present · 20 yrs 9 mos
Previous Registrations
Summit Brokerage Services, INC.Broker
March 2015 - April 2018 · 3 yrs 1 mo
Girard Securities, INC.Broker
March 2015 - November 2017 · 2 yrs 8 mos
Legend Equities CorporationBroker
March 2015 - December 2016 · 1 yr 9 mos
Investors Capital CORP.Broker
March 2015 - November 2016 · 1 yr 8 mos
Vsr Financial Services, INC.Broker
March 2015 - November 2016 · 1 yr 8 mos
J.P. Turner & Company, L.L.C.Broker
March 2015 - December 2015 · 9 mos
First Allied Securities, INC.Broker
March 2015 - April 2018 · 3 yrs 1 mo
Cetera Financial Specialists LLCBroker
March 2013 - August 2024 · 11 yrs 5 mos
Cetera Advisor Networks LLCBroker
March 2013 - April 2018 · 5 yrs 1 mo
Cetera Advisors LLCBroker
March 2013 - April 2018 · 5 yrs 1 mo
Guaranty Brokerage Services, INC.Broker
August 2005 - December 2010 · 5 yrs 4 mos
Bancnorth Investment Group, INC.Broker
August 2005 - November 2009 · 4 yrs 3 mos
State Registrations1 state
MN
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.