Wil Smith is a CFA, CFP-designated registered investment advisor, based in Irvine, CA, with 20 years of industry experience.
Location
9870 Research Dr, Irvine, CA, 92618
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Wil is an independent insurance agent for various companies since 2020, dedicating minimal time to this activity. He is also an advisory representative and involved in the administration of a Registered Investment Advisor, and president of Prudence Wealth Advisory, Inc., spending about half his time on these investment-related activities.
Employment History
Current Registrations
Cambridge Investment Research, INC.Broker
Cooper Mcmanus
Previous Registrations
Crown Wealth Management, INC.
Securities America, INC.Broker
LPL Financial LLC
LPL Financial LLCBroker
Signator Investors, INC.
Signator Investors, INC.Broker
A. G. Edwards & Sons, INC.
A. G. Edwards & Sons, INC.Broker
Waddell & Reed, INC.
Waddell & Reed, INC.Broker
State Registrations11 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.