JD
JD
Jonathan Dutton
20 Years of Experience
Stamford, CT
2 DisclosuresBrokerSells Insurance
Jonathan Dutton is a registered investment advisor, based in Stamford, CT, with 20 years of industry experience.
Location
400 Atlantic Street, Floor 10, Suite 1020, Stamford, CT, 06901-3512
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Regulatory History (2)
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Customer Dispute
October 2020Settled
Customer Dispute
December 2018Denied
Other Business ActivitiesSells Insurance
Jonathan is a financial advisor using Freedom Street Partners as his OSJ, dedicating about half of his time to this. He also holds and services UL and Term policies through Tandem Financial Partners, spending a few hours per week on this activity, and is an advisor and managing partner at Tandem Financial Partners, spending minimal time on this.
Employment History
Current Registrations
Steward Partners Investment Advisory, LLC
March 2024 - Present · 2 yrs 4 mos
Steward Partners Investment Solutions, LLCBroker
March 2024 - Present · 2 yrs 4 mos
Steward Partners Investment Solutions, LLC
March 2024 - Present · 2 yrs 4 mos
Previous Registrations
Raymond James Financial Services Advisors, INC
August 2018 - March 2024 · 5 yrs 7 mos
Raymond James Financial Services, INC.Broker
August 2018 - March 2024 · 5 yrs 7 mos
Ameriprise Financial Services, INC.
September 2009 - August 2018 · 8 yrs 11 mos
Ameriprise Financial Services, INC.Broker
August 2009 - August 2018 · 9 yrs
Edward Jones
January 2007 - September 2009 · 2 yrs 8 mos
Edward JonesBroker
September 2005 - September 2009 · 4 yrs
State Registrations4 states
ALFLGATN
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.