Keith Pareti is a registered investment advisor at Morgan Stanley, based in Kirkland, WA, with 17 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
4000 Carillon Point, Suite 600, Kirkland, WA, 98033
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan Stanley
October 2023 - Present · 2 yrs 9 mos
Morgan StanleyBroker
September 2023 - Present · 2 yrs 10 mos
Previous Registrations
Janus Henderson Distributors US LLCBroker
May 2018 - September 2023 · 5 yrs 4 mos
Foreside Fund Services, LLCBroker
December 2014 - May 2018 · 3 yrs 5 mos
Alps Distributors, INC.Broker
December 2010 - December 2014 · 4 yrs
Woodlawn Advisors LLCBroker
May 2009 - September 2010 · 1 yr 4 mos
Dynamex Trading, LLCBroker
May 2008 - December 2008 · 7 mos
Gfi Securities LLCBroker
August 2006 - June 2007 · 10 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.