Mark Phillips is a registered investment advisor at Harvested Financial, LLC, based in Redding, CT, with 18 years of industry experience. Mark operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 7 clients with $4.3M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $100K | 1.50% |
| $100K - $500K | 1.00% |
| $500K+ | 0.75% |
Fees are negotiable and vary depending on account size, parameters, and overall relationship. There is a separate 0.75% annual fee for digital asset strategies.
Fee Estimator
Location
Redding, CT
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Mark is a General Partner and Director of Fund for Harvested Digital Asset Management since March 2021, spending a few hours per week on administrative duties related to the fund wind down. This activity is investment-related but has no affiliation with his advisory activities.
Employment History
Current Registrations
Harvested Financial, LLC
Previous Registrations
Group One Trading, L.P.Broker
Group One Trading, L.P.Broker
Group One Trading, L.P.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.