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David Ellis

19 Years of Experience
Roanoke, VA
Broker

David Ellis is a registered investment advisor at Morgan Stanley, based in Roanoke, VA, with 19 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

10 South Jefferson Street, Suite 1700, Roanoke, VA, 24011

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

David is the owner of Oak Hill Farms LLC since 2017 and a partner in DME Properties LLC since March 2023, a real estate business, spending minimal time on administrative tasks after business hours.

Employment History
Current Registrations
Morgan Stanley
June 2009 - Present · 17 yrs 1 mo
Morgan StanleyBroker
June 2009 - Present · 17 yrs 1 mo
Previous Registrations
Citigroup Global Markets INC.
February 2007 - June 2009 · 2 yrs 4 mos
Citigroup Global Markets INC.Broker
November 2006 - June 2009 · 2 yrs 7 mos
State Registrations29 states
ALCACOCTDCDEFLGAILINKYMAMDMEMINCNENHNMNYOHORPASCTNUTVAWAWV
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.