James Cox is a registered investment advisor at LPL Financial LLC, based in Fort Collins, CO, with 19 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
921 E. Prospect Rd Unit B, Fort Collins, CO, 80525
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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James works as a technician for a family-owned remediation company, NICO Restoration, dedicating about 10-20% of his time. He also operates Hometown Financial Services as a DBA for his LPL business, committing full-time hours to this investment-related activity.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Sii Investments, INC.
Sii Investments, INC.Broker
H.D. Vest Investment ServicesBroker
H.D. Vest Advisory Services, INC
Wells Fargo Investments, LLC
Wells Fargo Investments, LLCBroker
State Registrations14 states
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