Moishe Simon is a registered investment advisor, based in Brooklyn, NY, with 20 years of industry experience.
Location
26 Court Street, Suite 2305, Brooklyn, NY, 11242
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Moishe is a CPA and provides accounting services and tax preparation as an owner since 2005. This takes nearly full-time, with 150 hours dedicated to the business and 100 hours to CPA activities.
Employment History
Current Registrations
Cetera Wealth Services, LLCBroker
September 2025 - Present · 1 yr
Cetera Investment Advisers LLC
September 2025 - Present · 1 yr
Previous Registrations
Avantax Advisory Services
August 2021 - September 2025 · 4 yrs 1 mo
Avantax Investment Services, INC.Broker
October 2005 - September 2025 · 19 yrs 11 mos
State Registrations4 states
MAMDNJNY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.