Abhay Kothari is a registered investment advisor at Morgan Stanley, based in Newport Beach, CA, with 15 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
800 Newport Center Drive, Suite 500, Newport Beach, CA, 92660
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan Stanley
December 2015 - Present · 10 yrs 5 mos
Morgan StanleyBroker
December 2015 - Present · 10 yrs 5 mos
Previous Registrations
Western Growers Financial Services
May 2013 - September 2015 · 2 yrs 4 mos
Western Growers Financial Services, INC.Broker
June 2011 - September 2015 · 4 yrs 3 mos
Wells Fargo Investments, LLC
August 2009 - May 2010 · 9 mos
Wells Fargo Investments, LLCBroker
August 2009 - May 2010 · 9 mos
State Registrations9 states
CACONMNVNYOHTXVAWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.