James Kirk
James Kirk is a ChFC-designated registered investment advisor at Rocky Mountain Financial Solutions INC., based in Erie, CO, with 9 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 36 clients with $9.8M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.20% |
The annual fee is negotiable. RMFS may utilize the services of a Sub-Advisor to manage Clients’ investment portfolios. When using Sub-Advisors, the Client will not pay additional fees. The fees charged by RMFS will include the fees charged by the Sub-Advisors.
Fee Estimator
Location
Erie, CO
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Regulatory History (1)
Customer Dispute
July 2019Other Business ActivitiesSells Insurance
James is a licensed insurance agent since 2018, operating under Rocky Mountain Financial Solutions and selling insurance products. This activity takes a few hours per week.
Employment History
Current Registrations
Rocky Mountain Financial Solutions INC.
Previous Registrations
Ifc
MML Investors Services, LLC
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.