TrueAdvisor
TrueAdvisor
MS
MS

Michael Charles Shotton

Steelpeak Wealth, LLC
18 Years of Experience
View SEC Summary
View SEC Summary
Areas of Practice
Financial Planning & CoachingTax PlanningEstate PlanningInvestment ManagementRetirement Planning
Steelpeak Wealth, LLC
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
29 advisors
Number of Clients
2,358 clients
Average Client Portfolio
$1.5M average
Assets Under Management
$3.4B

Fee Structure

Location

21650 Oxnard Street, Suite 2300, Woodland Hills, CA, 91367

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Steelpeak Wealth, LLC
June 2023 - Present · 2 yrs 8 mos
Previous Registrations
Cantor Fitzgerald Investment Advisors
July 2022 - May 2023 · 10 mos
Cantor Fitzgerald & CO.Broker
January 2016 - May 2023 · 7 yrs 4 mos
Realty Capital Securities, LLCBroker
October 2009 - January 2016 · 6 yrs 3 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
November 2006 - June 2009 · 2 yrs 7 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 2006 - June 2009 · 2 yrs 8 mos
State Registrations1 state
CA
Advisor
Exams
No exam information available for this advisor.